Title :
On China´s new regulations and countermeasures of risk management in Securities Companies
Author_Institution :
Sch. of Econ., Beijing Technol. & Bus. Univ., Beijing, China
Abstract :
As of December 1, 2008, the revised “Management Measures of Securities Companies´ Risk Control Indicators” (“Management Measures”) and its counterpart regulations have been put in force with the emphasis on risk capital reserve by China Securities Regulatory Commission (CSRC). In order to meet the stipulations of risk control in “Management Measures”, securities companies should expand the business scale prudently, establish the pressure test mechanism and upgrade the rank in classification.
Keywords :
risk management; securities trading; China securities regulatory commission; management measures; new Chinese regulations; risk capital; risk control indicators; risk management; securities companies; Companies; Conference management; Engineering management; Financial management; Force control; Force measurement; Proportional control; Risk management; Security; Technology management; net capital; risk capital reserve; risk control; securities companies;
Conference_Titel :
Financial Theory and Engineering (ICFTE), 2010 International Conference on
Conference_Location :
Dubai
Print_ISBN :
978-1-4244-7757-9
Electronic_ISBN :
978-1-4244-7759-3
DOI :
10.1109/ICFTE.2010.5499407
