Title :
Designing internal control points in partially managed processes by using business vocabulary
Author :
Doganata, Yurdaer N.
Author_Institution :
IBM T. J. Watson Res. Center, Hawthorne, NY, USA
Abstract :
The challenges of automatically detecting compliance failures in partially managed processes are addressed and a solution is proposed. Detecting compliance failures by creating internal controls is a requirement of enterprise risk management framework. In case of unmanaged or partially managed processes, lack of full process visibility and the dependence on in depth knowledge of IT system and business application code are the main challenges of generating internal controls. Integration of business provenance management system with a business rule management system is proposed to overcome these challenges.
Keywords :
business data processing; risk management; vocabulary; IT system; business application code; business provenance management system; business rule management system; business vocabulary; compliance failure detection; enterprise risk management framework; internal control points; partially managed processes; Bills of materials; Data models; Java; Process control; Vocabulary; XML; business rules; business vocabulary; compliance; internal controls; partially managed processes;
Conference_Titel :
Data Engineering Workshops (ICDEW), 2011 IEEE 27th International Conference on
Conference_Location :
Hannover
Print_ISBN :
978-1-4244-9195-7
Electronic_ISBN :
978-1-4244-9194-0
DOI :
10.1109/ICDEW.2011.5767636
