Exploiting upper and lower bounds in top-down query optimization

System R´s bottom-up query optimizer architecture forms the basis of most current commercial database managers. The paper compares the performance of top-down and bottom-up optimizers, using the measure of the number of plans generated during optimization. Top down optimizers are superior according to this measure because they can use upper and lower bounds to avoid generating groups of plans. Early during the optimization of a query, a top-down optimizer can derive upper bounds for the costs of the plans it generates. These bounds are not available to typical bottom-up optimizers since such optimizers generate and cost all subplans before considering larger containing plans. These upper bounds can be combined with lower bounds, based solely on logical properties of groups of logically equivalent subqueries, to eliminate entire groups of plans from consideration. We have implemented such a search strategy, in a top-down optimizer called Columbia. Our performance results show that the use of these bounds is quite effective, while preserving the optimality of the resulting plans. In many circumstances this new search strategy is even more effective than heuristics such as considering only left deep plans