• DocumentCode
    3479340
  • Title

    Preventing the Operational Risk of Commercial Banks Based on Internal Control

  • Author

    Zeng Qi ; Wang Longling

  • Author_Institution
    Econ. & Manage. Sch., Henan Polytech. Univ., Jiaozuo, China
  • fYear
    2010
  • fDate
    7-9 Nov. 2010
  • Firstpage
    1
  • Lastpage
    4
  • Abstract
    This article starts with the relationship between of internal control and operational risk, then narrating the " the operational risk events of X, Y commercial banks in Harbin in the last three years " situation, described the operational risk of the two branches in detail, focusing on analyzing the causes of operational risk of two branches from the perspective of internal control .through the point to area, reflecting the common problems to explore a good policy to prevent and resolve the operational risk of commercial bank in China from the perspective of internal control, and ultimately establish a management system to manage the operational risk of Chinese commercial banks, effectively reducing the operational risk of commercial bank occur frequently in China.
  • Keywords
    banking; risk management; China; commercial bank; internal control; operational risk; risk events; Banking; Control systems; Monitoring; Personnel; Process control; Risk management;
  • fLanguage
    English
  • Publisher
    ieee
  • Conference_Titel
    E-Product E-Service and E-Entertainment (ICEEE), 2010 International Conference on
  • Conference_Location
    Henan
  • Print_ISBN
    978-1-4244-7159-1
  • Type

    conf

  • DOI
    10.1109/ICEEE.2010.5661018
  • Filename
    5661018