Joint Transmission and Reception Diversity Smoothing for Direction Finding of Coherent Targets in MIMO Radar

The direction estimation problem of coherent targets in multiple-input multiple-output (MIMO) radar systems is studied and a scheme with joint transmission and reception diversity smoothing is proposed. When both the transmitting and receiving antenna arrays are located closely in space, the new approach leads to much more available covariance matrices for spatial smoothing to decorrelate the coherent signals. As a result, a better estimation performance is achieved compared to the existing transmission diversity smoothing (TDS) method. It can also identify more coherent targets when sparse antenna arrays are employed. On the other hand, the proposed approach can be applied to joint direction of arrival (DOA) and direction of departure (DOD) estimation using existing direction estimation algorithms when the transmit and receive arrays are separated far away from each other (i.e. the bistatic case). Two specific methods are proposed under the scheme, one is based on forward-only (FO) spatial smoothing and one is based on forward-backward (FB) processing. Due to the increased number of covariance matrices for spatial smoothing, a further improved performance is achieved by the FB-based one.